Leading Through Planning

Recently, I was reminded of two pointers in developing an effective IT strategic plan:

1. Strategic planning is about leadership and setting direction—There is an interesting saying with respect to this that the manager ensures that you do things right, and the leader ensures that you do the right things. The strategic plan, including the vision, mission, and value statements are about leadership establishing and communicating what the ‘right thing’ is. An effective metaphor for this is that the manager ensures that you climb the ladder, but the leader ensures that the ladder is up against the “right” wall.
2. Strategic planning goals, objectives, and initiatives have to be aligned and actionable —that means that you need to set the strategic plan elements at an appropriate level of detail and in cascading fashion. One way to do this is to navigate up and down between goal, objectives, and initiatives in the following way: To navigate to a higher elements of the plan hierarchy, ask why. Why do we do XYZ? To navigate to lower levels of detail and specificity, ask how. How do or will we do XYZ.

Together, these two guidelines help to develop an IT strategic plan that is both effective in terms of goal setting and organizational focus as well as at the appropriate levels of detail and alignment to be truly actionable.

Leading Through Planning

How To Use Social Media Strategically

How To Use Social Media Strategically in the Federal Government on Howcast

This is an outstanding 3 minute video on Social Media from General Services Administation (GSA) and HowCast.com

The video provides 6 "how-to" steps to implementing social media for the purposes of collaboration, information sharing, information exchange, keeping pace of fast moving events in real-time, and harnessing the collective ingenuity of the public to support mission.

As the video states, "The key is to focus on the organization's goals."

How To Use Social Media Strategically

You Can Lead a Horse to Water

When we architect change, we have to build in the transition plan for how to get from point A to point B. The problem with most enterprise architectures though is that they begin and end with the equivalent of “Thou Shalt” and never does the architecture deal with the behavioral elements of how to actually motivate people and organizations to change the way we plan/want them to.

Maybe that’s one reason why architectures so often remain shelfware and never actually get implemented.

This is reminiscent of the adage, “you can lead a horse to water, but you can’t make him drink” or can you?

With the Obama administration elected on a platform of change and major problems facing our nation in terms of the economy, healthcare, the environment, and so on, we are seeing the government confront the dilemma of how do we get the change we promised?

Time Magazine, 2 April 2009 has an interesting article “How Obama is using the Science of Change.”

The administration is using it [behavioral science] to try to transform the country. Because when you know what makes people tick, it’s a lot easier to help them change.”

Similarly, this knowledge can help enterprise architects effect change in their organizations. It’s not enough to just put a plan to paper—that’s a long way from effecting meaningful and lasting change.

So here are some tips that I adapted from the article:

• Bottom-up or Top Down: We can mandate change from the top or we can grow change from grass-roots. If we can do both, the change is swifter and more likely to succeed.
• Carrot and Stick: Change is not easy and usually will not happen without a nudge—we need help. We need to motivate desired change and disincentive obstinate clinging to failed status quo behaviors that are hurting the mission and long term success of the organization.
• Make change clear and simple: Explain to people why a change is important and necessary. “In general, we’re ignorant, shortsighted, and biased toward the status quo…we procrastinate. Our impulsive ids overwhelm our logical superegos.” So change has got to be clearly articulated, easy to understand, and simple for people to act on. “Cheap is alluring; easy can be irresistible.”
• Accept that change is painful: We need to keep our eye on the goal, and then accept that we have to work hard to achieve it. President Obama “urges us to snap out of denial, to accept that we’re in for some prolonged discomfort but not to wallow in it, to focus on our values.”
• The way of the herd: When implementing change initiatives, we need to build community “creating a sense that we’re all in this together.” “We’re a herdlike species….when we think we’re out of step with our peers, the part of our brain that registers pain shifts into overdrive.”
• Keep the focus on long-term success: Weight the benefits of long-term planning and change to short term status quo and gratification; constantly remind people that most worthwhile organizational goals are a marathon and not a sprint. But together, we can support each other and achieve anything.

With behavioral science principles like these, we can make enterprise architecture transition plans truly actionable by the organization.

You Can Lead a Horse to Water

Talent, Determination, and The Total CIO

To become a great CIO or a great anything, what is the driving factor—talent or determination?

Fortune Magazine, 27 October 2008, has a book excerpt from Talent is Overrated: What Really Separates World-Class Performers from Everybody Else by Geoff Colvin.

Often, as individuals we’re afraid that if we don’t have the inborn talent then we can’t really compete and certainly won’t succeed. But that isn’t true!

Here’s an interesting anecdote about Jeffrey Immelt and Steven Balmer. “One of them recalls, ‘we were voted two guys probably least likely to succeed.’” They played waste-pin basketball with waded-up memos at P&G before becoming CEOs of General Electric and Microsoft.

Research shows talent is not the decisive factor:

“In studies of accomplished individuals, researchers have found few signs of precocious achievement before the individuals started intensive training…Such findings do not prove that talent doesn’t exist. But they do suggest an intriguing possibility: that if it does, it may be irrelevant.”

So if innate talent is what makes for high achievement, what does?

The answer is…”deliberate practice” characterized by the following:

• Stretch goals—“continually stretching an individual just beyond his ir her current abilities.”
• Repetition—“top performers repeat their practice activities to a stultifying extent.”
• Feedback—“in many important situations, a teacher, a coach, or mentor is vital for providing crucial feedback.”
• No pain, no gain—“we identify the painful, difficult activities that will make us better and do those things over and over…if the activities that lead to greatness were easy and fun, then everyone would do them.”

So what do you do if you want to be a great CIO or successful in any professional endeavor?

• Set goals.
• Plan how to reach them.
• Observe yourself/self-regulate.
• Self-evaluate.
• Adapt to perform better.
• Repeat.

This is where determination comes in and makes the difference between success and failure.

“What you want—really, deeply want—is fundamental because deliberate practice is an investment. The costs come now, the benefits later. The more you want something, the easier it will be for you to sustain the needed effort.”

In any case, “the evidence…shows that the price of top level achievement is extraordinarily high…by understanding how a few become great, all can become better.”

Talent, Determination, and The Total CIO

Balancing Strategy and Operations and The Total CIO

How should a CIO allocate their time between strategy and operations?

Some CIOs are all operations; they are concerned solely with the utility computing aspects of IT like keeping the desktops humming and the phones ringing. Availability and reliability are two of their key performance measurement areas. These CIOs are focused on managing the day-to-day IT operations, and given some extra budget dollars, will sooner spend them on new operational capabilities to deploy in the field today.

Other CIOs are all strategy; they are focused on setting the vision for the organization, aligned closely to the business, and communicating the way ahead. Efficiency and effectiveness are two of their key performance measurement areas. These CIOs are often set apart from the rest of the IT division (i.e. the Office of the CIO focuses on the Strategy and the IT division does the ops) and given some extra budget dollars, will likely spend them on modernization and transformation, providing capabilities for the end-user of tomorrow.

Finally, the third category of CIOs, balances both strategy and operations. They view the operations as the fundamentals that need to be provided for the business here and now. But at the same time, they recognize that the IT must evolve over time and enable future capabilities for the end-user. These CIOs, given some extra budget dollars, have to have a split personality and allocate funding between the needs of today and tomorrow.

Government Technology, Public CIO Magazine has an article by Liza Lowery Massey on “Balancing Strategy with Tactics Isn’t Easy for CIOs.”

Ms. Massey advocates for the third category, where the CIO balances strategy and operations. She compares it to “have one foot in today and one in tomorrow…making today’s decisions while considering tomorrow’s impacts.”

How much time a CIO spends on strategy versus operations, Ms. Massey says is based on the maturity of the IT operations. If ops are unreliable or not available, then the CIO goes into survival mode—focused on getting these up and running and stable. However, when IT operations are more mature and stable, then the CIO has more ability to focus on the to-be architecture of the organization.

For the Total CIO, it is indeed a delicate balance between strategy and operations. Focus on strategy to the detriment of IT operations, to the extent that mission is jeopardized, and you are toast. Spend too much time, energy, and resources on IT operations, to the extent that you jeopardize the strategy and solutions needed to address emerging business and end-user requirements, and you will lose credibility and quickly be divorced by the business.

The answer is the Total CIO must walk a fine line. Mission cannot fail today, but survivability and success of the enterprise cannot be jeopardized either. The Total CIO must walk and chew gum at the same time!

Additionally, while this concept is not completely unique to CIOs, and can be applied to all CXOs, CIOs have an added pressure on the strategy side due to the rapid pace of emerging technology and its effects on everything business.

Balancing Strategy and Operations and The Total CIO

Toyota and Enterprise Architecture

MSNBC on 24 April 2007 reported: “through a shrewd combination of investing in environment-friendly vehicles, offering sharp new models and wooing drivers with brand power, Toyota has toppled GM from the top global sales spot for the first time ever.”

Harvard Business Review, June 2008, reports on “Contradictions that Drive Toyota’s Success.” (by Hirotaka Tekeuchi, Emi Osono, and Norihiko Shimizu) “Toyota Motor Corporation has become one of the world’s greatest companies because of Toyota Production System (TPS)…enables the Japanese giant to make the planet’s best automobiles at the lowest cost and to develop new products quickly.”

What is Toyota’s secret?

Reaching for the stars—Toyota sets “near-unattainable goals.” For example, “consider the company’s strategy: Meet every customer need and provide a full line in every market.” This runs counter to Michael Porter’s strategy of “choosing what not to do.” Additionally, Toyota’s goals are “purposely vague” to force exploration, innovation, and collaboration to meet them.

Consider the goals stated by Toyota’s president, Katsuaki Watanabe:

“Build a car that makes the air clean [not just less dirty], prevents accidents [not just reduces accident’s], makes people healthier and happier when they drive it [not just a car that gets you from place to place], and gets you from coast to coast on one task of gas [not just incrementally improving gas mileage].”

Have you ever seen anything like these goals in your organization’s strategic plans?

I highly doubt it. But imagine how your enterprise would change culturally and competitively overnight if you did!

Of course, Toyota’s strategy of Kaizen—continuous improvement—is part of their unending desire to succeed and not be satisfied. They view improvement as not something you achieve, but as something you continuously strive for.

We can apply Toyota’s reach goals and Kaizen philosophy to making enterprise architecture planning more effective too. We need to stop conveniently “planning” on things we are working on now or for which we have a head-up that are just around the corner. Sure it’s easy to plan with 20-20 hindsight and it helps us to achieve our unit and individual performance plans and gets inappropriately recognized and rewarded, but this is really a short term outlook and not one that will drive organizational success. Instead, like Toyota, we need to set goals that are stretch goals for the organization, and which make us go beyond our comfort zones, so that we can truly work to break out of the box and differentiate ourselves and our organization from the status quo and the limits of our imagination. Setting the bar truly high and then not settling for anything less than continual improvement is a long term strategy for success and one that needs to be genuinely encouraged and rewarded.

Here’s another important aspect of Toyota’s success:

Employees are highly valued— “Toyota views employees not just as pairs of hands, but as knowledge workers.” Ideas are welcome from everyone up and down the organization. “Employees have to operate in a culture where they constantly grapple with challenges and problems and must come up with fresh ideas…when people grapple with opposing insights, they understand and come up with effective solutions.” In fact, at Toyota, “employees feel safe, even empowered to voice contrary opinions and contradict superiors.” There is a culture of open communications, and a tremendous value is placed on personal relationships and networking. Additionally, value is placed not on results, but for “how much trust and respect the manager has earned from others,” and “refusing to listen to others is a serious offense.”

This concept of valuing employees and listening to them can shed light on how we need to develop effective enterprise architecture and sound governance; whereby, we provide all major stakeholders a voice at the table--to participate in and influence planning, decision making, and innovation. This is the way to achieve higher returns and lower risks. We need to stop planning and making decisions on the whims of the few or based on gut, intuition, and politics. We must cultivate information sharing, collaboration, and elevate people as the quintessential element of our enterprise’s success.

“Toyota’s culture…places humans, not machines, at the center of the company. As such, the company will be imperfect, and there will always be room for improvement.”

People are flawed, but our endeavors make us great!

Toyota and Enterprise Architecture

Organizational Culture and Enterprise Architecture

Enterprise architecture is about managing change and complexity in the organization. EA establishes the roadmap to evolve, transform and remain competitive in an ever changing world. Part of change involves continually going out there and simply trying—trying to climb the next rung on the ladder; trying to innovate and do something that hasn’t been done before; and generally speaking, trying to do things better, faster, cheaper.

As children, we all learned the old saying, “if at first you don’t succeed, try, try, try again.” This lesson can apply to both individuals and organizations.

In EA, we set targets that are ambitious. If the targets are too easy to achieve, then they are not challenging us to be our best. So we set the bar high—not too high, so that we fall on our face and break our nose—but high enough, so that we don’t necessarily achieve the target the first time around. We set stretch targets, so that we really are transforming the organization.

How do we keep the organizations focused on the goals and continuously trying to achieve the next big thing?

Well, people like organizations, need to sincerely believe that they indeed can succeed, and they must be dedicated and determined to succeed and achieve their goals.

The Wall Street Journal, 29 April 2008 reports that “‘self-efficacy’ [is] the unshakable belief that some people have that they have what it takes to succeed.”

This is the differentiator between “what makes some people [and organizations] rebound from defeats and go on to greatness while others throw in the towel.”

Is self-efficacy the same as self-esteem?

No. Self-efficacy is “a judgment of specific capabilities, rather than a general feeling of self-worth…there are people with high self-efficacy who ‘drive themselves hard but have low self-esteem because their performance always falls short of their high standards. Still such people succeed because they believe that persistent effort will let them beat the odds.”

“Where does such determination come from?”

Well, there is both nature and nurture involved. “In some cases it’s inborn optimism—akin to the kind of resilience that enables some children to emerge unscathed from extreme poverty, tragedy, or abuse. Self-efficacy can also be built by mastering a task; by modeling the behavior of others who have succeeded; and from…getting effective encouragement, distinct from empty praise.”

Organizations are like people. In fact, organizations are made up of people focused on and working towards a common cause in a structured environment.

Like people, organizations need to believe in their goals and be determined to achieve them. The whole organization needs to come together and rally around the goals and be of one mind, convinced that they can and will achieve success.

Of course, neither people nor organizations succeed the first time around every time. We can’t get discouraged or be afraid to make mistakes. Our organizations need to encourage and promote self-efficacy among their employees so that they will engage in reasonable risk taking in order to innovate and transform.

“It took Thomas Edison 1,000 tries before he invented the light bulb. (‘I didn’t fall 1,000 times, he told a reporter. ‘The light bulb was an invention with 1,000 steps’).”

Organizational Culture and Enterprise Architecture

Storytelling and Enterprise Architecture

Part of being a good leader is having a clear vision and the ability to articulate it.

Harvard Business Review, December 2007, reports that “the ability to articulate your story or that of your company is crucial in almost every phase of enterprise management.”

How do leaders use story-telling?

“A great salesperson knows how to tell a story in which the product is the hero. A successful line manager can rally the team to extraordinary efforts through a story that shows how short-term sacrifice leads to long-term success. An effective CEO uses an emotional narrative about the company’s mission to attract investors and partners, to set lofty goals, and to inspire employees.”

Here are some key lessons on how to tell the organization’s story:

• Action-oriented—“for the leader, storytelling is action oriented—a force for turning dreams into goals and then into results.”
• Instructional—“many think it is purely about entertainment, but the use of story is not only to delight, but to instruct and lead.”
• Truth—storytelling is not about spinning yarns, but rather must be truthful and authentic.
• Heartfelt—“our minds are relatively open, but we guard our hearts with zeal…so although the mind may be part of your target, the heart is the bulls-eye.”
• A worthwhile journey—“a promise that the listeners’ expectation once aroused, will be fulfilled.”
• A managed journey—“a great story is never fully predictable through foresight—but it’s projectable through hindsight.”
• Personalize it for the listener—“everyone wants to be the star, or at least to feel that the story is talking to or about him personally.”
• Tailor the story—“a great storyteller never tells a story the same way twice…tailor it to the situation [and the audience].”
• Prepare and improvise—“sheer repetition and practice it brings is one key to great storytelling…at the same time the great storyteller is flexible enough to drop the script and improvise.”

“State-of-the-art technology is a great tool for capturing and transmitting words, images, and ideas, but the power of storytelling resides most fundamentally in ‘state-of-the-heart’ technology.

The enterprise architect must use story telling effectively—the chief architect captures information, analyzes it, and uses this information to tell the corporate story. The architect connects the business and technical dots of the enterprise, identifies the impetus for change, articulates the issues and proposed solutions, builds readiness and consensus, and drives business processes improvement, reengineering, and the introduction of new technologies to enable mission success. The architect must be able to engage listeners intellectually and emotionally to “motivate, sell, inspire, engage, and lead.” The chief enterprise architect must be able to win the hearts and minds of the people across the organization. Architecture is not an ivory-tower exercise and should not develop useless shelfware, but rather the enterprise architecture needs to tell a coherent, useful, and useable story that decision-makers can understand and act upon.

Storytelling and Enterprise Architecture

IT Strategic Plan and Enterprise Architecture

User-centric Enterprise Architecture supports the development of a meaningful IT strategic plan for the organization. Based on my experience in strategic planning, there are a number of core goals that should be represented in the IT Strategic Plan. These are as follows:

1. Information —delivering the right information to the right people at the right time; providing for information management, including information sharing, information assurance, privacy, accessibility, and records management.
2. Technology — developing and maintaining a sound, secure, reliable, cost-effective IT infrastructure that enables mission execution.
3. Process — supplying world-class service to customers, by providing defined, repeatable, and measurable processes for systems development life cycle, configuration management, change control, and problem resolution; also, facilitating business process improvement and reengineering.
4. People — ensuring the education, training, certification, and personal and professional development of IT staff.
5. Governance — managing IT though structured governance processes including capital planning and investment control, enterprise architecture, IT planning, and portfolio management.
6. Stewardship — administering resources including IT assets, finance, and human capital for the design, development, maintenance, and operation of IT solutions.

Together, these six goals provide the foundation for a sound IT strategic plan.

As a visual representation, I see these goals in the following way: First there is a Venn diagram in the center composed of People, Process, and Technology. This diagram is surrounded by a circle made up of sound Governance. Emerging from this circle and Venn diagram is Information (and IT capability) provided to the organization to optimize business processes and enable mission execution. And underlying all this is a foundation of responsible Stewardship of IT resources.

IT Strategic Plan and Enterprise Architecture

Vision, Goals, and Enterprise Architecture

In the book, First Things First by Stephen Covey, the author provides insight into setting vision and goals that can be applied on a personal and leadership level.

What is VISION?

“The power of vision is incredible!”

“Vision is the best manifestation of creative imagination and the primary motivation of human action. It’s the ability to see beyond our present reality, to create, to invent what does not yet exist, to become what we not yet are. It gives us capacity to live out of our imagination instead of memory.”

“The passion of vision…we call it ‘passion’ because this vision can become a motivating force so powerful it, in effect, becomes the DNA of our lives. It’s so ingrained and integrated into every aspect of our being that it becomes the compelling impetus behind every decision we make. It is the fire within—the explosion of inner synergy…this passion can empower us to literally transcend dear, doubt, [and] discouragement.”

What are GOALS?

“When we set a goal, we’re saying, ‘I can envision something different from what is, and I chose to focus my efforts to create it.’ We use our imagination to keep the goal in mind, and independent will to pay the price to achieve it.”

“Self-awareness prompts us to start where we are—no illusions, no excuses—and helps us to set realistic goals. On the other hand, it also doesn’t allow us to cop out with mediocrity. It helps us recognize and respect our need to stretch, to push the limits to grow. So much of our frustration in life comes as a result of unmet expectations, the ability to set goals that are both realistic and challenging goes a long way to toward empowering us to create peace and positive growth in our lives.”

“A principle-based goal is…the right thing, for the right reason, in the right way.” This is based on the following:

• Conscience—“through conscience, we connect with the passion of vision and mission and the power of principles.”
• Creative Imagination—“through creative imagination, we envision possibility and synergistic, creative ways to achieve it.”
• Self-Awareness—“though self-awareness, we set goals with realistic stretch and stay open to conscience-driven change.”
• Independent Will—“through independent will, we make purposeful choices and carry them out; we have the integrity to walk our talk.”

As EA practitioners, we are leaders in our organizations. As leaders, we need to have a clear vision for motivating, synergizing, and giving us the imagination to see beyond our present reality. Additionally, as EA leaders, we need to develop principle-based goals that focus efforts, are challenging yet realistic, and help us to maintain our integrity.

EA leaders must have a vision and goals for not only the development of the EA program to further IT planning and governance and enhance decision-making in the enterprise, but EA leaders must also have vision and goals for the enterprise itself—what is the right things for the organization, for the right reason, and in the right way—this is manifested in the EA target architecture and plans.

Of course, the executives and subject matter experts in the organization ultimately have the vision and goals that drive mission execution and performance. However, EA is in a unique position to integrate those various views and bring synergy and consensus to a way ahead.

EA is an awesome responsibility to lead. EA is a stewardship, a trust. As stewards, EA is called to exercise responsible care over the enterprise baseline and target architectures, IT plans, and governance.

Vision, Goals, and Enterprise Architecture